-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WnMQUUV/yYr7rQtl2DQDT17sZycgkcObxFJ6iIjSWa6ekhjtWfZWH7ANgJR0yj/W nelqoamAnXXtkf/68jVV5Q== 0000950144-01-001709.txt : 20010205 0000950144-01-001709.hdr.sgml : 20010205 ACCESSION NUMBER: 0000950144-01-001709 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010131 GROUP MEMBERS: ATLANTIC INVESTMENT COMPANY GROUP MEMBERS: COURTS FOUNDATION, INC. GROUP MEMBERS: COURTS RICHARD W II GROUP MEMBERS: LYNDA B. COURTS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARLAND JOHN H CO CENTRAL INDEX KEY: 0000045599 STANDARD INDUSTRIAL CLASSIFICATION: BLANKBOOKS, LOOSELEAF BINDERS & BOOKBINDING & RELATED WORK [2780] IRS NUMBER: 580278260 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-10916 FILM NUMBER: 1520624 BUSINESS ADDRESS: STREET 1: 2939 MILLER RD CITY: DECATUR STATE: GA ZIP: 30035 BUSINESS PHONE: 7709819460 MAIL ADDRESS: STREET 1: 2939 MILLER RD CITY: DECATUR STATE: GA ZIP: 30039 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COURTS RICHARD W II CENTRAL INDEX KEY: 0001109405 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: HURT BUILDING 50 HURT PLAZA CITY: ATLANTA STATE: GA ZIP: 30303 BUSINESS PHONE: 4045725146 MAIL ADDRESS: STREET 1: HURT BUILDING 50 HURT PLAZA CITY: ATLANTA STATE: GA ZIP: 30303 SC 13G/A 1 g66601sc13ga.txt JOHN H. HARLAND COMPANY / RICHARD W. COURTS, II 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* John H. Harland Company - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 412693103 - -------------------------------------------------------------------------------- (CUSIP Number) February 15, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 412693103 13G PAGE 1 OF 10 PAGES ---------- ------ - ---------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Richard W. Courts, II 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER 46,100 SHARES BENEFICIALLY 6 SHARED VOTING POWER 1,566,300 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 46,100 REPORTING PERSON WITH 8 SHARED DISPOSITIVE POWER 1,566,300 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,566,300 (Not to be construed as admission of beneficial ownership of all shares) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5% (Based upon the number of shares of Common Stock outstanding on October 27, 2000 of 28,492,357, as reported in the issuer's Form 10-Q for the quarter ended September 29, 2000.) 12 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 3 CUSIP NO. 412693103 13G PAGE 2 OF 10 PAGES ---------- ------ - ---------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Lynda B. Courts 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER 1,200 SHARES BENEFICIALLY 6 SHARED VOTING POWER 0 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 1,200 REPORTING PERSON WITH 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,200 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) less than .1% (Based upon the number of shares of Common Stock outstanding on October 27, 2000 of 28,492,357, as reported in the issuer's Form 10-Q for the quarter ended September 29, 2000.) 12 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 4 CUSIP NO. 412693103 13G PAGE 3 OF 10 PAGES ---------- ------ - ---------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Atlantic Investment Company 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Georgia NUMBER OF 5 SOLE VOTING POWER 1,119,000 SHARES BENEFICIALLY 6 SHARED VOTING POWER 0 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 1,119,000 REPORTING PERSON WITH 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,119,000 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.9% (Based upon the number of shares of Common Stock outstanding on October 27, 2000 of 28,492,357, as reported in the issuer's Form 10-Q for the quarter ended September 29, 2000.) 12 TYPE OF REPORTING PERSON* CO - ----------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 5 CUSIP NO. 412693103 13G PAGE 4 OF 10 PAGES ---------- ------ - ---------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Courts Foundation, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Georgia NUMBER OF 5 SOLE VOTING POWER 400,000 SHARES BENEFICIALLY 6 SHARED VOTING POWER 0 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 400,000 REPORTING PERSON WITH 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 400,000 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.4% (Based upon the number of shares of Common Stock outstanding on October 27, 2000 of 28,492,357, as reported in the issuer's Form 10-Q for the quarter ended September 29, 2000.) 12 TYPE OF REPORTING PERSON* EP - ----------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 6 CUSIP NO. 412693103 13G PAGE 5 OF 10 PAGES ---------- ------ ITEM 1(A). NAME OF ISSUER: John H. Harland Company ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2939 Miller Road Decatur, Georgia 30035 ITEM 2(A). NAME OF PERSON FILING: Richard W. Courts, II Lynda B. Courts Atlantic Investment Company Courts Foundation, Inc. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The Hurt Building 50 Hurt Plaza Atlanta, Georgia 30303 ITEM 2(C). CITIZENSHIP: Richard W. Courts, II, United States Lynda B. Courts, United States Atlantic Investment Company, Incorporated under the laws of the State of Georgia Courts Foundation, Inc., Organized under the laws of the State of Georgia ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(E). CUSIP NUMBER: 412693103 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS. 240.13D-1(B) OR SS. 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. 7 CUSIP NO. 412693103 13G PAGE 6 OF 10 PAGES ---------- ------ (c) [ ] Insurance company as defined in section 3(a)(19) of the Act. (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940. (e) [ ] An investment adviser in accordance with ss. 240.13(d)-1(b)(1)(ii)(E); (f) |X| An employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F); (As to Courts Foundation, Inc. only) (g) [ ] A parent holding company or control person in accordance with ss. 240-13d-1(b)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,566,300 shares of common stock beneficially owned as follows:
No. of Shares ------------- Richard W. Courts, II 46,100 Lynda B. Courts 1,200 Atlantic Investment Company 1,119,000 Courts Foundation, Inc. 400,000 --------- Total 1,566,300 ---------
(b) Percent of class: 5.5% in the aggregate. (c) Number of shares as to which such person has:
(i) (ii) (iii) (iv) Deemed to have Deemed to have Deemed to have Deemed to have Sole Power to Shared Power to Sole Power to Shared Power to Vote or to Vote or to Dispose or to Dispose or to Direct the Vote Direct the Vote Direct the Direct the Disposition --------------- --------------- Disposition ---------------------- -------------- Richard W. Courts, II 46,100 1,566,300 46,100 1,566,300 Lynda B. Courts 1,200 -0- 1,200 -0- Atlantic Investment Company 1,119,000 -0- 1,119,000 -0- Courts Foundation, Inc. 400,000 -0- 400,000 -0-
8 CUSIP NO. 412693103 13G PAGE 7 OF 10 PAGES ---------- ------ ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Instruction: Dissolution of a group requires a response to this item. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1990 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. If a parent holding company has filed this schedule, pursuant to Rule 13-d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit starting the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identification of the relevant subsidiary. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBER OF THE GROUP. If a group has filed this schedule, pursuant to ss. 240.13d-1(b)(ii)(J), so indicate under Item 3(h) and attach an exhibit starting the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to ss. 240.13d-1(d), attach an exhibit stating the identity of each member of the group. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. N/A 9 CUSIP NO. 412693103 13G PAGE 8 OF 10 PAGES ---------- ------ ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 2001 --------------------------------------- DATE /s/ Richard W. Courts, II --------------------------------------- SIGNATURE Richard W. Courts, II --------------------------------------- NAME/TITLE ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 2001 --------------------------------------- DATE Atlantic Investment Company /s/ Richard W. Courts, II --------------------------------------- SIGNATURE Richard W. Courts, II, Chairman --------------------------------------- NAME/TITLE 10 CUSIP NO. 412693103 13G PAGE 9 OF 10 PAGES ---------- ------ ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 2001 --------------------------------------- DATE Lynda B. Courts /s/ LYNDA B. COURTS, II --------------------------------------- SIGNATURE Lynda B. Courts --------------------------------------- NAME/TITLE ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 2001 --------------------------------------- DATE Courts Foundation, Inc. /s/ RICHARD W. COURTS, II --------------------------------------- SIGNATURE Richard W. Courts, II, President --------------------------------------- NAME/TITLE 11
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JOINT FILING AGREEMENT The undersigned each hereby agree that the Schedule 13G dated January 31, 2001, which relates to the common stock of John H. Harland Company, is to be filed jointly on behalf of each of them for the reasons stated therein, and any amendments thereto shall be filed jointly by the undersigned. Dated: January 31, 2001 Richard W. Courts, II, Individually Atlantic Investment Company Courts Foundation, Inc. By: /s/ Richard W. Courts, II --------------------------------------- Richard W. Courts, II Chairman, Atlantic Investment Company President, Courts Foundation, Inc. Lynda B. Courts, Individually By: /s/ Lynda B. Courts --------------------------------------- Lynda B. Courts -----END PRIVACY-ENHANCED MESSAGE-----